Caterpillar (CAT) insider trading
21 directors and officers declare holding shares of Caterpillar (CAT), each in their own filing with the SEC. The largest is Donald J. Umpleby III (Executive Chairman) with 560,268 shares, 0.12% of the company, worth $448.6M at the last close. The most recent move on file: Debra L. Reed bought 211 shares on Jun 10, 2026. Of the 16 with a trade on file, 7 last bought and 9 last sold. Purchases and sales are as reported on Forms 3, 4 and 5 — the SEC counts private transactions too, and many large sales follow a plan arranged in advance. Holdings are never added up: two spouses often report the same shares, and a joint filing carries a fund's.
| Insider | Role | Shares | % of company | Value | Last trade on file | Filed |
|---|---|---|---|---|---|---|
| Donald J. Umpleby III | Executive Chairman | 560,268 | 0.12% | $448.6M | sold 1,546 shares at $738.42 on Mar 4, 2026 | Mar 4, 2026 |
| Bob De Lange | Group President | 86,029 | 0.02% | $68.9M | sold 24,222 shares at $922.55 on May 6, 2026 | May 6, 2026 |
| Andrew R. J. Bonfield | CFO Emeritus | 52,935 | 0.01% | $42.4M | sold 15,674 shares at $918.71 on May 6, 2026 | May 6, 2026 |
| Denise C. Johnson | Group President | 49,825 | 0.01% | $39.9M | sold 12,605 shares at $904.70 on May 14, 2026 | May 14, 2026 |
| Anthony D. Fassino | Group President | 47,549 | 0.01% | $38.1M | sold 16,283 shares at $916.75 on May 11, 2026 | May 11, 2026 |
| Joseph E. Creed | Chief Executive Officer | 46,394 | 0.01% | $37.1M | — | Aug 28, 2026 |
| Kyle Joseph Epley | Chief Financial Officer | 20,891 | <0.01% | $16.7M | — | May 8, 2026 |
| Debra L. Reed | Director | 13,204 | <0.01% | $10.6M | bought 211 shares on Jun 10, 2026 | Jun 10, 2026 |
| Jason Kaiser | Group President | 9,668 | <0.01% | $7.7M | — | May 6, 2026 |
| Rodney Michael Shurman | Group President | 9,329 | <0.01% | $7.5M | sold 5,639 shares at $903.14 on May 5, 2026 | May 5, 2026 |
| David MacLennan | Director | 8,420 | <0.01% | $6.7M | — | Jun 10, 2026 |
| Rayford Wilkins Jr. | Director | 8,416 | <0.01% | $6.7M | bought 211 shares on Jun 10, 2026 | Jun 10, 2026 |
| Derek Owens | Chief Legal Officer | 8,203 | <0.01% | $6.6M | sold 338 shares at $738.42 on Mar 4, 2026 | Mar 4, 2026 |
| Susan C. Schwab | Director | 6,197 | <0.01% | $5.0M | bought 211 shares on Jun 10, 2026 | Jun 10, 2026 |
| James C. Fish Jr. | Director | 4,187 | <0.01% | $3.4M | bought 211 shares on Jun 10, 2026 | Jun 10, 2026 |
| Gerald Johnson | Director | 3,907 | <0.01% | $3.1M | bought 211 shares on Jun 10, 2026 | Jun 10, 2026 |
| Christine M. Pambianchi | Chief Human Resources Officer | 3,083 | <0.01% | $2.5M | sold 224 shares at $912.03 on May 11, 2026 | May 11, 2026 |
| Judith Fran Marks | Director | 1,938 | <0.01% | $1.6M | bought 211 shares on Jun 10, 2026 | Jun 10, 2026 |
| Nazzic S. Keene | Director | 728 | <0.01% | $582,858.64 | bought 211 shares on Jun 10, 2026 | Jun 10, 2026 |
| William E. Schaupp | Chief Accounting Officer | 530 | <0.01% | $424,333.90 | sold 360 shares at $906.00 on May 13, 2026 | May 13, 2026 |
| Lynn J. Good | Director | 122 | <0.01% | $97,676.86 | — | Aug 1, 2026 |
Each insider at Caterpillar
- Donald J. Umpleby III — Executive Chairman
- Bob De Lange — Group President
- Andrew R. J. Bonfield — CFO Emeritus
- Denise C. Johnson — Group President
- Anthony D. Fassino — Group President
- Joseph E. Creed — Chief Executive Officer
- Kyle Joseph Epley — Chief Financial Officer
- Debra L. Reed — Director
- Jason Kaiser — Group President
- Rodney Michael Shurman — Group President
- David MacLennan — Director
- Rayford Wilkins Jr. — Director
No longer filing
- Cheryl H. Johnson — Chief Human Resources Officer
- Daniel M. Dickinson — Director
What insiders bought and sold across AI stocks · All filings on sec.gov