Anthony D. Fassino
Anthony D. Fassino: Group President at Caterpillar. What Anthony D. Fassino holds in an AI or semiconductor company tracked on Silicon Floor, from their SEC filings, broken down: the shares held and how, then any restricted shares, options or other rights declared.
Caterpillar (CAT)
Anthony D. Fassino holds 47,549 Caterpillar shares (0.01% of the company), worth about $40.6M at the last price, according to the Form 4 of May 11, 2026.
- Shares held: 46,041 (0.01%), $39.3M — Held in their own name.
- Shares held: 1,508 (0.00%), $1.3M — Held in a retirement account (Held by 401(k) plan).
- Options: 8,439 (0.00%), $7.2M — The right to buy 8,439 shares at $332.04 each, until 2035. Not bought yet.
Declarations
- Caterpillar (CAT) — Form 4 of May 11, 2026 (Group President): option exercise or conversion of 21,403 at $219.76; shares withheld for tax of 5,120 at $918.65; 47,549 shares after 0001104659-26-059243
- Caterpillar (CAT) — Form 4 of May 6, 2026 (Group President): option exercise or conversion of 12,000 at $219.76; shares withheld for tax of 2,848 at $925.74; 47,549 shares after 0001104659-26-057311
- Caterpillar (CAT) — Form 4 of Mar 4, 2026 (Group President): shares withheld for tax of 346 at $738.42; 47,542 shares after 0001104659-26-024556
- Caterpillar (CAT) — Form 4 of Mar 3, 2026 (Group President): shares withheld for tax of 337 at $719.13; 47,888 shares after 0001104659-26-023598
- Caterpillar (CAT) — Form 4 of Feb 13, 2026 (Group President): option exercise or conversion of 11,000 at $219.76; shares withheld for tax of 3,109 at $777.41; 48,145 shares after 0001104659-26-016072
- Caterpillar (CAT) — Form 4 of Feb 10, 2026 (Group President): grant or award of 9,055; shares withheld for tax of 3,563 at $744.83; 48,145 shares after 0001104659-26-014511
- Caterpillar (CAT) — Form 4 of Feb 6, 2026 (Group President): option exercise or conversion of 8,288 at $196.70; shares withheld for tax of 2,255 at $722.80; 42,653 shares after 0001104659-26-011941
- Caterpillar (CAT) — Form 4 of Feb 2, 2026 (Group President): option exercise or conversion of 15,000 at $196.70; shares withheld for tax of 4,329 at $681.45; 42,650 shares after 0001104659-26-009707
- Caterpillar (CAT) — Form 4 of Jan 12, 2026 (Group President): shares withheld for tax of 473 at $621.97; 42,650 shares after 0001104659-26-003275
- Caterpillar (CAT) — Form 4 of Nov 10, 2025 (Group President): option exercise or conversion of 12,500 at $196.70; shares withheld for tax of 4,316 at $569.56; 43,011 shares after 0001104659-25-110257
- Caterpillar (CAT) — Form 4 of Mar 4, 2025 (Group President): grant or award of 2,692; shares withheld for tax of 404 at $325.30; 42,671 shares after 0001104659-25-021037
- Caterpillar (CAT) — Form 4 of Feb 11, 2025 (Group President): grant or award of 9,901; shares withheld for tax of 4,162 at $362.70; 40,247 shares after 0001104659-25-012847
- Caterpillar (CAT) — Form 4 of Jan 12, 2025 (Group President): shares withheld for tax of 526 at $357.50; 34,500 shares after 0001104659-25-003508
- Caterpillar (CAT) — Form 4 of Nov 29, 2024 (Group President): option exercise or conversion of 9,133 at $127.60; shares withheld for tax of 2,854 at $408.22; 35,024 shares after 0001104659-24-124678
- Caterpillar (CAT) — Form 4 of Nov 6, 2024 (Group President): option exercise or conversion of 8,000 at $127.60; shares withheld for tax of 2,491 at $409.72; 34,901 shares after 0001104659-24-115375
Sources: SEC Schedules 13D and 13G (stakes above 5%, which count everything a person votes or can acquire within 60 days) and Forms 3, 4 and 5 (the shares a director, officer or 10% owner holds, filed within two business days of each trade). Values at the last price.