Derek Owens
Derek Owens: Chief Legal Officer at Caterpillar. What Derek Owens holds in an AI or semiconductor company tracked on Silicon Floor, from their SEC filings, broken down: the shares held and how, then any restricted shares, options or other rights declared.
Caterpillar (CAT)
Derek Owens holds 8,203 Caterpillar shares (0.00% of the company), worth about $6.0M at the last price, according to the Form 4 of Mar 4, 2026.
- Shares held: 8,203 (0.00%), $6.0M — Held in their own name.
- Options: 8,439 (0.00%), $6.1M — The right to buy 8,439 shares at $332.04 each, until 2035. Not bought yet.
- Options: 3,865 (0.00%), $2.8M — The right to buy 3,865 shares at $752.18 each, until 2036. Not bought yet.
Declarations
- Caterpillar (CAT) — Form 4 of Mar 4, 2026 (Chief Legal Officer): shares withheld for tax of 338 at $738.42; 8,203 shares after 0001104659-26-024559
- Caterpillar (CAT) — Form 4 of Mar 3, 2026 (CLO & General Counsel): grant or award of 1,386; shares withheld for tax of 310 at $719.13; 8,541 shares after 0001104659-26-023601
- Caterpillar (CAT) — Form 4 of Feb 10, 2026 (Chief Legal Officer): grant or award of 514; shares withheld for tax of 134 at $744.83; 7,457 shares after 0001104659-26-014516
- Caterpillar (CAT) — Form 4 of Apr 1, 2025 (CLO & General Counsel): shares withheld for tax of 73 at $328.05; 7,031 shares after 0001104659-25-037325
- Caterpillar (CAT) — Form 4 of Mar 4, 2025 (CLO & General Counsel): grant or award of 2,692; shares withheld for tax of 207 at $325.30; 7,104 shares after 0001104659-25-021012
- Caterpillar (CAT) — Form 4 of Feb 11, 2025 (Chief Legal Officer): grant or award of 642; shares withheld for tax of 174 at $362.70; 4,607 shares after 0001104659-25-012853
Sources: SEC Schedules 13D and 13G (stakes above 5%, which count everything a person votes or can acquire within 60 days) and Forms 3, 4 and 5 (the shares a director, officer or 10% owner holds, filed within two business days of each trade). Values at the last price.
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