New York Life Investment Management LLC

New 13F: Q3 2026

New York Life Investment Management LLC filed its 13F for the quarter ended Sep 30, 2026 on Nov 4, 2026: $5.5B in AI and semiconductor stocks; $145.8M bought and $52.3M sold against its previous quarter, at the quarter's prices.

• added to Alphabet (GOOGL): +$26.9M at the quarter's price
• added to AMD (AMD): +$20.6M at the quarter's price
• trimmed Apple (AAPL): -$17.2M at the quarter's price
• added to NVIDIA (NVDA): +$15.5M at the quarter's price
• trimmed Microsoft (MSFT): -$13.9M at the quarter's price
• opened a position in Bloom Energy (BE): +$10.1M at the quarter's price
• added to Palantir (PLTR): +$8.4M at the quarter's price
• added to Broadcom (AVGO): +$6.9M at the quarter's price
• sold out of Qorvo (QRVO): -$6.4M at the quarter's price
• added to Amazon (AMZN): +$5.4M at the quarter's price

New York Life Investment Management LLC declares $5.2B in 108 of the 230 AI and semiconductor companies tracked on Silicon Floor, as of Jun 30, 2026 (Form 13F): 36.1% of its $14.3B 13F portfolio. Largest positions: NVIDIA (0.02% of the company) and Apple (0.02% of the company). Over time: $5.2B in 108 of these companies for Q2 2026, against $1.8B in 103 for Q2 2022 (13F values as filed). From Mar 31, 2026 to Jun 30, 2026, it bought $160.6M and sold $15.3M of these stocks, at the quarter's prices: a net purchase of $145.3M; 7 new positions and 5 sold out.

Performance of its AI picks

The AI-stock portfolio New York Life Investment Management LLC declared for Q2 2026 (Form 13F), held unchanged, returned +5.0% in Q3 2026 (SMH -7.1%), ranked 609 of 1,785 active managers. Over the last 12 months, quarter after quarter: +28.8% (SMH +87.2%), ranked 669 of 1,360 active managers. Over three years, quarter after quarter: +146.9% (SMH +325.8%), ranked 391 of 784 active managers. Trades made during a quarter are not visible in 13F filings: this measures its declared picks, not the return of its funds.

Largest positions

1. NVIDIA (NVDA): $728.4M, 3.6M shares, 0.02% of the company, 5.1% of its portfolio (added this quarter); held since Q2 2022
2. Apple (AAPL): $671.2M, 2.3M shares, 0.02% of the company, 4.7% of its portfolio (added this quarter); held since Q2 2022
3. Alphabet (GOOGL): $592.7M, 1.7M shares, 0.01% of the company, 4.1% of its portfolio (added this quarter); held since Q2 2022
4. Microsoft (MSFT): $433.8M, 1.2M shares, 0.02% of the company, 3.0% of its portfolio (added this quarter); held since Q2 2022
5. Amazon (AMZN): $355.7M, 1.5M shares, 0.01% of the company, 2.5% of its portfolio (added this quarter); held since Q2 2022
6. Broadcom (AVGO): $264.1M, 699,053 shares, 0.01% of the company, 1.8% of its portfolio (added this quarter); held since Q2 2022
7. Micron (MU): $194.4M, 168,423 shares, 0.01% of the company, 1.4% of its portfolio (trimmed this quarter); held since Q2 2022
8. Meta Platforms (META): $186.4M, 330,926 shares, 0.01% of the company, 1.3% of its portfolio (added this quarter); held since Q2 2022
9. AMD (AMD): $140.8M, 242,459 shares, 0.01% of the company, 0.98% of its portfolio (trimmed this quarter); held since Q2 2022
10. Intel (INTC): $98.3M, 704,143 shares, 0.01% of the company, 0.69% of its portfolio (added this quarter); held since Q2 2022
11. Applied Materials (AMAT): $94.5M, 130,731 shares, 0.02% of the company, 0.66% of its portfolio (added this quarter); held since Q2 2022
12. Lam Research (LRCX): $89.1M, 205,583 shares, 0.02% of the company, 0.62% of its portfolio (added this quarter); held since Q2 2022
13. Cisco (CSCO): $75.9M, 646,204 shares, 0.02% of the company, 0.53% of its portfolio (added this quarter); held since Q2 2022
14. Caterpillar (CAT): $68.3M, 64,152 shares, 0.01% of the company, 0.48% of its portfolio (trimmed this quarter); held since Q2 2022
15. KLA (KLAC): $59.2M, 196,164 shares, 0.02% of the company, 0.41% of its portfolio (trimmed this quarter); held since Q2 2022

By sector

• Cloud & AI giants: $2.2B, 43% of its AI holdings, 5 companies
• Chips & compute: $1.4B, 27% of its AI holdings, 16 companies
• Power, electrical & cooling: $337.8M, 7% of its AI holdings, 28 companies
• AI software: $282.7M, 5% of its AI holdings, 17 companies
• Equipment & test: $280.2M, 5% of its AI holdings, 11 companies
• Memory & storage: $277.9M, 5% of its AI holdings, 4 companies
• Interconnect: $141.0M, 3% of its AI holdings, 6 companies
• Servers & systems: $77.3M, 1% of its AI holdings, 6 companies
• Optics: $62.0M, 1% of its AI holdings, 5 companies
• Neoclouds & data centers: $58.2M, 1% of its AI holdings, 10 companies

Biggest changes this quarter

• added to Marvell (MRVL): +$34.1M at the quarter's price
• added to NVIDIA (NVDA): +$18.4M at the quarter's price
• added to Apple (AAPL): +$16.9M at the quarter's price
• added to Alphabet (GOOGL): +$15.8M at the quarter's price
• added to Microsoft (MSFT): +$14.9M at the quarter's price
• added to Dominion Energy (D): +$9.1M at the quarter's price
• added to Meta Platforms (META): +$6.3M at the quarter's price
• added to Amazon (AMZN): +$5.4M at the quarter's price
• sold out of Veeco (VECO): -$3.1M at the quarter's price
• added to CrowdStrike (CRWD): +$3.1M at the quarter's price

Other holders of this size

• BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp: $5.2B in 103 of these companies
• Employees Retirement System of Texas: $5.2B in 71 of these companies
• Wealthfront Advisers LLC: $5.1B in 134 of these companies
• Evergreen Quality Fund GP, Ltd.: $5.2B in 26 of these companies
• Phoenix Financial Ltd.: $5.1B in 107 of these companies
• Penserra Capital Management LLC: $5.2B in 139 of these companies
• SATURNA CAPITAL CORP: $5.1B in 43 of these companies
• Utah Retirement Systems: $5.2B in 147 of these companies

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