LPL Financial LLC

New 13F: Q3 2026

LPL Financial LLC filed its 13F for the quarter ended Sep 30, 2026 on Nov 6, 2026: $60.0B in AI and semiconductor stocks; $2.3B bought and $262.9M sold against its previous quarter, at the quarter's prices.

• added to NVIDIA (NVDA): +$287.2M at the quarter's price
• added to SpaceX (SPCX): +$239.7M at the quarter's price
• added to Microsoft (MSFT): +$179.0M at the quarter's price
• added to Apple (AAPL): +$171.4M at the quarter's price
• added to Alphabet (GOOGL): +$165.8M at the quarter's price
• added to Amazon (AMZN): +$105.4M at the quarter's price
• added to Micron (MU): +$105.2M at the quarter's price
• added to Broadcom (AVGO): +$81.6M at the quarter's price
• added to Palantir (PLTR): +$67.9M at the quarter's price
• added to Applied Materials (AMAT): +$45.5M at the quarter's price

LPL Financial LLC declares $55.7B in 224 of the 230 AI and semiconductor companies tracked on Silicon Floor, as of Jun 30, 2026 (Form 13F): 12.5% of its $445.1B 13F portfolio. Largest positions: Apple (0.17% of the company) and NVIDIA (0.14% of the company). It is a private wealth platform: it holds shares for many client accounts, so its trades are left out of the quarter's moves on /holders. Over time: $55.7B in 224 of these companies for Q2 2026, against $3.2B in 117 for Q4 2019 (13F values as filed). From Mar 31, 2026 to Jun 30, 2026, it bought $2.4B and sold $367.0M of these stocks, at the quarter's prices: a net purchase of $2.0B; 6 new positions and 3 sold out.

Performance of its AI picks

The AI-stock portfolio LPL Financial LLC declared for Q2 2026 (Form 13F), held unchanged, returned +4.1% in Q3 2026 (SMH -7.1%). Over the last 12 months, quarter after quarter: +28.2% (SMH +87.2%). Over three years, quarter after quarter: +153.3% (SMH +325.8%). Over five years, quarter after quarter: +169.2% (SMH +389.8%). Trades made during a quarter are not visible in 13F filings: this measures its declared picks, not the return of its funds.

Largest positions

1. Apple (AAPL): $7.0B, 24.3M shares, 0.17% of the company, 1.6% of its portfolio (added this quarter); held since Q4 2019 or earlier
2. NVIDIA (NVDA): $6.9B, 34.3M shares, 0.14% of the company, 1.5% of its portfolio (added this quarter); held since Q4 2019 or earlier
3. Alphabet (GOOGL): $5.6B, 15.6M shares, 0.13% of the company, 1.2% of its portfolio (added this quarter); held since Q4 2019 or earlier
4. Amazon (AMZN): $4.1B, 17.1M shares, 0.16% of the company, 0.92% of its portfolio (added this quarter); held since Q4 2019 or earlier
5. Microsoft (MSFT): $4.0B, 10.8M shares, 0.14% of the company, 0.90% of its portfolio (added this quarter); held since Q4 2019 or earlier
6. Broadcom (AVGO): $2.6B, 6.9M shares, 0.14% of the company, 0.58% of its portfolio (added this quarter); held since Q4 2019 or earlier
7. Micron (MU): $1.8B, 1.6M shares, 0.14% of the company, 0.40% of its portfolio (added this quarter); held since Q4 2019 or earlier
8. Meta Platforms (META): $1.8B, 3.2M shares, 0.12% of the company, 0.40% of its portfolio (added this quarter); held since Q4 2019 or earlier
9. AMD (AMD): $1.4B, 2.4M shares, 0.15% of the company, 0.31% of its portfolio (trimmed this quarter); held since Q4 2019 or earlier
10. Caterpillar (CAT): $1.3B, 1.2M shares, 0.26% of the company, 0.28% of its portfolio (added this quarter); held since Q4 2019 or earlier
11. TSMC (TSM): $1.1B, 2.2M shares, 0.04% of the company, 0.24% of its portfolio (added this quarter); held since Q4 2019 or earlier
12. Cisco (CSCO): $784.6M, 6.7M shares, 0.17% of the company, 0.18% of its portfolio (added this quarter); held since Q4 2019 or earlier
13. Lam Research (LRCX): $668.7M, 1.5M shares, 0.12% of the company, 0.15% of its portfolio (added this quarter); held since Q4 2019 or earlier
14. Applied Materials (AMAT): $662.6M, 916,507 shares, 0.12% of the company, 0.15% of its portfolio (added this quarter); held since Q4 2019 or earlier
15. GE Vernova (GEV): $586.9M, 499,581 shares, 0.19% of the company, 0.13% of its portfolio (added this quarter); held since Q2 2024

By sector

• Cloud & AI giants: $22.8B, 41% of its AI holdings, 6 companies
• Chips & compute: $14.0B, 25% of its AI holdings, 38 companies
• Power, electrical & cooling: $5.9B, 11% of its AI holdings, 47 companies
• AI software: $3.4B, 6% of its AI holdings, 31 companies
• Memory & storage: $2.7B, 5% of its AI holdings, 7 companies
• Equipment & test: $2.5B, 4% of its AI holdings, 30 companies
• Interconnect: $1.6B, 3% of its AI holdings, 11 companies
• Servers & systems: $1.3B, 2% of its AI holdings, 12 companies
• Neoclouds & data centers: $774.0M, 1% of its AI holdings, 28 companies
• Optics: $751.1M, 1% of its AI holdings, 14 companies

Biggest changes this quarter

• added to Micron (MU): +$204.8M at the quarter's price
• added to Alphabet (GOOGL): +$181.4M at the quarter's price
• added to Apple (AAPL): +$162.1M at the quarter's price
• added to NVIDIA (NVDA): +$159.9M at the quarter's price
• added to Microsoft (MSFT): +$157.8M at the quarter's price
• added to Broadcom (AVGO): +$90.7M at the quarter's price
• added to Caterpillar (CAT): +$88.3M at the quarter's price
• added to Amazon (AMZN): +$82.8M at the quarter's price
• trimmed Flex (FLEX): -$62.9M at the quarter's price
• added to Meta Platforms (META): +$55.7M at the quarter's price

Other holders of this size

• VOYA INVESTMENT MANAGEMENT LLC: $53.3B in 208 of these companies
• Neuberger Berman Group LLC: $57.4B in 198 of these companies
• CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM: $52.5B in 205 of these companies
• Sanders Capital, LLC: $60.1B in 11 of these companies
• STATE FARM MUTUAL AUTOMOBILE INSURANCE CO: $52.5B in 19 of these companies
• FIRST TRUST ADVISORS LP: $60.8B in 201 of these companies
• ENVESTNET ASSET MANAGEMENT INC: $52.0B in 202 of these companies
• Mirae Asset: $61.2B in 216 of these companies

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