AE Wealth Management LLC

New 13F: Q3 2026

AE Wealth Management LLC filed its 13F for the quarter ended Sep 30, 2026 on Nov 12, 2026: $6.1B in AI and semiconductor stocks; $429.3M bought and $20.7M sold against its previous quarter, at the quarter's prices.

• added to NVIDIA (NVDA): +$57.3M at the quarter's price
• added to Alphabet (GOOGL): +$43.2M at the quarter's price
• added to Apple (AAPL): +$36.4M at the quarter's price
• added to Amazon (AMZN): +$26.5M at the quarter's price
• added to Broadcom (AVGO): +$18.3M at the quarter's price
• added to Micron (MU): +$18.1M at the quarter's price
• added to Meta Platforms (META): +$17.2M at the quarter's price
• added to SpaceX (SPCX): +$13.9M at the quarter's price
• added to Lam Research (LRCX): +$12.5M at the quarter's price
• added to AMD (AMD): +$10.8M at the quarter's price

AE Wealth Management LLC declares $5.3B in 140 of the 230 AI and semiconductor companies tracked on Silicon Floor, as of Jun 30, 2026 (Form 13F): 24.8% of its $21.5B 13F portfolio. Largest positions: NVIDIA (0.02% of the company) and Apple (0.02% of the company). Over time: $5.3B in 140 of these companies for Q2 2026, against $378.9M in 64 for Q4 2019 (13F values as filed). From Mar 31, 2026 to Jun 30, 2026, it bought $415.9M and sold $259.2M of these stocks, at the quarter's prices: a net purchase of $156.8M; 17 new positions and 2 sold out.

Performance of its AI picks

The AI-stock portfolio AE Wealth Management LLC declared for Q2 2026 (Form 13F), held unchanged, returned +7.2% in Q3 2026 (SMH -7.1%), ranked 314 of 1,785 active managers. Over the last 12 months, quarter after quarter: +30.0% (SMH +87.2%), ranked 572 of 1,360 active managers. Over three years, quarter after quarter: +156.9% (SMH +325.8%), ranked 263 of 784 active managers. Over five years, quarter after quarter: +179.4% (SMH +389.8%), ranked 145 of 535 active managers. Trades made during a quarter are not visible in 13F filings: this measures its declared picks, not the return of its funds.

Largest positions

1. NVIDIA (NVDA): $770.2M, 3.8M shares, 0.02% of the company, 3.6% of its portfolio (added this quarter); held since Q4 2019 or earlier
2. Apple (AAPL): $742.1M, 2.6M shares, 0.02% of the company, 3.5% of its portfolio (added this quarter); held since Q4 2019 or earlier
3. Microsoft (MSFT): $509.8M, 1.4M shares, 0.02% of the company, 2.4% of its portfolio (added this quarter); held since Q4 2019 or earlier
4. Amazon (AMZN): $410.2M, 1.7M shares, 0.02% of the company, 1.9% of its portfolio (added this quarter); held since Q4 2019 or earlier
5. Alphabet (GOOGL): $389.3M, 1.1M shares, 0.01% of the company, 1.8% of its portfolio (added this quarter); held since Q4 2019 or earlier
6. Broadcom (AVGO): $297.5M, 787,667 shares, 0.02% of the company, 1.4% of its portfolio (added this quarter); held since Q4 2019 or earlier
7. Micron (MU): $293.3M, 254,095 shares, 0.02% of the company, 1.4% of its portfolio (trimmed this quarter); held since Q4 2019 or earlier
8. Meta Platforms (META): $212.3M, 376,868 shares, 0.01% of the company, 0.99% of its portfolio (added this quarter); held since Q4 2019 or earlier
9. AMD (AMD): $189.2M, 325,655 shares, 0.02% of the company, 0.88% of its portfolio (trimmed this quarter); held since Q4 2019 or earlier
10. Applied Materials (AMAT): $171.3M, 236,947 shares, 0.03% of the company, 0.80% of its portfolio (added this quarter); held since Q4 2019 or earlier
11. Cisco (CSCO): $147.8M, 1.3M shares, 0.03% of the company, 0.69% of its portfolio (trimmed this quarter); held since Q4 2019 or earlier
12. Lam Research (LRCX): $85.0M, 196,200 shares, 0.02% of the company, 0.40% of its portfolio (trimmed this quarter); held since Q4 2024
13. Palantir (PLTR): $71.1M, 609,653 shares, 0.03% of the company, 0.33% of its portfolio (added this quarter); held since Q4 2020
14. IBM (IBM): $70.1M, 249,165 shares, 0.03% of the company, 0.33% of its portfolio (trimmed this quarter); held since Q4 2019 or earlier
15. Oracle (ORCL): $62.7M, 427,803 shares, 0.01% of the company, 0.29% of its portfolio (added this quarter); held since Q4 2019 or earlier

By sector

• Cloud & AI giants: $2.3B, 43% of its AI holdings, 6 companies
• Chips & compute: $1.4B, 27% of its AI holdings, 17 companies
• Memory & storage: $321.9M, 6% of its AI holdings, 6 companies
• Power, electrical & cooling: $312.6M, 6% of its AI holdings, 38 companies
• AI software: $303.8M, 6% of its AI holdings, 19 companies
• Equipment & test: $294.1M, 6% of its AI holdings, 16 companies
• Interconnect: $236.5M, 4% of its AI holdings, 8 companies
• Servers & systems: $115.6M, 2% of its AI holdings, 10 companies
• Optics: $16.2M, 0% of its AI holdings, 5 companies
• Neoclouds & data centers: $15.6M, 0% of its AI holdings, 15 companies

Biggest changes this quarter

• trimmed Seagate (STX): -$67.2M at the quarter's price
• added to NVIDIA (NVDA): +$48.9M at the quarter's price
• added to Apple (AAPL): +$42.4M at the quarter's price
• added to Alphabet (GOOGL): +$37.2M at the quarter's price
• added to Caterpillar (CAT): +$32.1M at the quarter's price
• trimmed AMD (AMD): -$30.9M at the quarter's price
• added to Microsoft (MSFT): +$30.7M at the quarter's price
• added to Amazon (AMZN): +$29.7M at the quarter's price
• trimmed Micron (MU): -$25.9M at the quarter's price
• added to Applied Materials (AMAT): +$24.0M at the quarter's price

Other holders of this size

• AEGON ASSET MANAGEMENT UK Plc: $5.3B in 39 of these companies
• ARK Investment Management LLC: $5.3B in 30 of these companies
• SCGE MANAGEMENT, L.P.: $5.3B in 15 of these companies
• Steward Partners Investment Advisory, LLC: $5.4B in 201 of these companies
• Mawer Investment Management Ltd.: $5.3B in 26 of these companies
• Kestra Advisory Services, LLC: $5.4B in 166 of these companies
• Utah Retirement Systems: $5.2B in 147 of these companies
• Capital Wealth Planning, LLC: $5.4B in 30 of these companies

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